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Regulated activity
Practical Law UK Glossary 1-107-7125
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Glossary
Regulated activity
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In accordance with the
Financial Services and Markets Act 2000
(FSMA), includes an activity of a specified kind which is carried on by way of business and either relates to an investment of a specified kind or a specified activity of a kind which is carried on in relation to property of any kind (
section 22
, FSMA
). The
Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544)
(as amended) establishes the activities to be regulated under FSMA. The activities include, for example:
Accepting deposits.
Issuing electronic money.
Effecting and carrying out contracts of insurance.
Dealing in investments and arranging deals in investments.
Making arrangements with a view to transactions in investments.
Operating a
multilateral trading facility
(MTF).
Managing investments.
When considering this term in the context of financial services, reference should be made to the
FCA Handbook
glossary definition of
regulated activity
.
End of Document
Also Found In
London Stock Exchange
Equity Capital Markets
Capital markets regulation: general
Resource ID
1-107-7125
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Jurisdiction
United Kingdom
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